Personnel Hong Kong SFC License Details (ID 85836)

Personnel Hong Kong SFC License Details (ID 85836)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AllianceBernstein Hong Kong Limited	Rep	Advising on futures contracts	2024-07-03	-
	Rep	Advising on securities	2024-07-03	-
	Rep	Dealing in futures contracts	2024-07-03	-
	Rep	Dealing in securities	2024-07-03	-
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2014-09-03	2024-05-09
	Rep	Dealing in securities	2014-09-03	2024-05-09
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Asset management	2012-01-10	2014-08-05
	Rep	Dealing in securities	2011-07-06	2014-08-05