| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited | Rep | Advising on futures contracts | 2024-07-03 | - |
| Rep | Advising on securities | 2024-07-03 | - | |
| Rep | Dealing in futures contracts | 2024-07-03 | - | |
| Rep | Dealing in securities | 2024-07-03 | - | |
| Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2014-09-03 | 2024-05-09 |
| Rep | Dealing in securities | 2014-09-03 | 2024-05-09 | |
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Asset management | 2012-01-10 | 2014-08-05 |
| Rep | Dealing in securities | 2011-07-06 | 2014-08-05 |
No HKMA registrations in the collected records.