Personnel Hong Kong SFC License Details (ID 8584)

Personnel Hong Kong SFC License Details (ID 8584)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI ASIA LIMITED	RO	Advising on corporate finance	2020-10-09	2023-02-28
	Rep	Advising on corporate finance	2016-01-13	2020-10-09
Standard Chartered Securities (Hong Kong) Limited	RO	Advising on corporate finance	2004-06-02	2006-12-20
	RO	Advising on securities	2004-06-02	2006-12-20
	RO	Dealing in securities	2004-06-02	2006-12-20
	Rep	Advising on corporate finance	2004-05-14	2004-06-02
	Rep	Advising on securities	2004-05-14	2004-06-02
	Rep	Dealing in securities	2004-05-14	2004-06-02
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2004-05-10	2004-05-14
	Rep	Dealing in securities	2004-05-10	2004-05-14
	RO	Advising on corporate finance	-	2004-05-10
	RO	Dealing in securities	-	2004-05-10