Personnel SFC Licences and HKMA Registrations (ID 85853)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wynson Asset Management Limited	Rep	Advising on securities	2020-09-14	-
Yupei Fortune Capital Limited	Rep	Advising on securities	2019-07-05	2020-08-27
	Rep	Dealing in securities	2019-07-05	2020-08-27
TC Investment Management (Asia) Limited	Rep	Advising on securities	2016-06-22	2019-06-29
	Rep	Dealing in securities	2016-06-22	2019-06-29
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Dealing in securities	2008-03-25	2011-12-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.