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Wong, Frances Tak Yan 王德恩 Hong Kong SFC License Details (ID 85854)
Wong, Frances Tak Yan 王德恩
SFC ID:
ARP090
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Current only
Organisation
Role
Activity
From
Until
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED
Rep
Dealing in securities
2019-02-12
-
Rep
Dealing in securities
2008-09-11
2011-12-24