Personnel Hong Kong SFC License Details (ID 85869)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LIM ADVISORS LIMITED	Rep	Asset management	2006-07-25	2015-03-31
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-10-28
	Rep	Advising on securities	-	2003-10-28
	Rep	Asset management	-	2003-10-28
	Rep	Dealing in securities	-	2003-10-28