Personnel Hong Kong SFC License Details (ID 85875)

Personnel Hong Kong SFC License Details (ID 85875)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
18 Salisbury Capital Limited	RO	Advising on securities	2021-08-27	-
	RO	Asset management	2021-08-27	-
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2019-08-19	2021-03-31
	Rep	Advising on securities	2019-08-19	2021-03-31
	Rep	Asset management	2018-07-18	2019-07-22
	Rep	Dealing in securities	2018-07-18	2021-03-31
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2015-06-19	2018-03-30
	Rep	Dealing in securities	2015-06-19	2018-03-30
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2015-06-19	2015-08-17
	Rep	Dealing in securities	2015-06-19	2018-03-30
LIM ADVISORS LIMITED	Rep	Asset management	2009-07-02	2015-06-12
SCULPTOR CAPITAL MANAGEMENT HONG KONG LIMITED	Rep	Asset management	2007-11-22	2009-03-30
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2004-09-17	2007-06-01
	Rep	Dealing in securities	2004-09-17	2007-10-04