Personnel Hong Kong SFC License Details (ID 85888)

Personnel Hong Kong SFC License Details (ID 85888)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TULLETT PREBON (HONG KONG) LIMITED	RO	Providing automated trading services	2020-01-30	2020-11-30
	RO	Dealing in futures contracts	2020-01-30	2020-11-30
	RO	Dealing in securities	2020-01-30	2020-11-30
TP ICAP MARKETS (HONG KONG) LIMITED	RO	Providing automated trading services	2018-10-01	2020-11-30
	RO	Dealing in futures contracts	2018-10-01	2020-11-30
	RO	Dealing in securities	2018-10-01	2020-11-30
	RO	Providing automated trading services	2018-04-27	2018-09-30
ICAP Equities Asia Limited	RO	Dealing in futures contracts	2018-03-08	2018-09-30
	RO	Dealing in securities	2018-03-08	2018-09-30
TP ICAP MARKETS (HONG KONG) LIMITED	RO	Dealing in futures contracts	2013-06-27	2018-09-30
	RO	Dealing in securities	2013-06-27	2018-09-30
	Rep	Dealing in futures contracts	2006-01-12	2013-06-27
	Rep	Dealing in securities	2006-01-12	2013-06-27
Newedge Broker Limited	Rep	Providing automated trading services	2004-09-21	2006-01-06
	Rep	Dealing in futures contracts	2004-09-21	2006-01-06
	Rep	Dealing in securities	2004-09-21	2006-01-06