Personnel Hong Kong SFC License Details (ID 85892)

Personnel Hong Kong SFC License Details (ID 85892)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Dealing in futures contracts	2012-10-10	2014-04-04
	Rep	Dealing in securities	2012-03-06	2014-04-04
JEFFERIES BACHE (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-02-13	2012-11-30
TP ICAP MARKETS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-04-18	2011-09-16
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2010-05-18	2011-01-22
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2010-05-17	2011-01-22
	Rep	Dealing in securities	2010-05-17	2011-01-22
Newedge Broker Hong Kong Limited	RO	Dealing in futures contracts	2009-10-15	2010-05-18
SG Asset Finance (Hong Kong) Limited	RO	Dealing in futures contracts	2009-10-15	2010-05-17
	RO	Dealing in securities	2009-10-15	2010-05-17
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2009-03-26	2009-10-15
Newedge Broker Limited	Rep	Dealing in futures contracts	2009-03-26	2009-07-31
	Rep	Dealing in securities	2009-03-26	2009-07-31
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2009-03-26	2009-10-15
	Rep	Dealing in securities	2009-03-26	2009-10-15