Personnel Hong Kong SFC License Details (ID 85899)

Personnel Hong Kong SFC License Details (ID 85899)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TP ICAP MARKETS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-12-01	2022-02-07
	Rep	Dealing in securities	2020-12-01	2022-02-07
T.F.S. Derivatives HK Limited	Rep	Dealing in futures contracts	2018-11-27	2020-11-13
	Rep	Dealing in securities	2018-11-27	2020-11-13
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2018-08-15	2018-10-12
	Rep	Dealing in securities	2018-08-15	2018-10-12
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in futures contracts	2014-05-19	2017-08-31
	Rep	Dealing in securities	2014-05-19	2017-08-31
TP ICAP MARKETS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-06-18	2014-04-30
	Rep	Dealing in securities	2009-06-18	2014-04-30