Personnel Hong Kong SFC License Details (ID 85901)

Personnel Hong Kong SFC License Details (ID 85901)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in futures contracts	2023-06-15	-
	Rep	Dealing in securities	2023-06-15	-
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2020-05-14	-
	Rep	Dealing in securities	2020-05-14	-
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2020-03-23	-
	Rep	Dealing in futures contracts	2020-03-12	-
	Rep	Dealing in securities	2020-03-12	-
TP ICAP MARKETS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-10-01	2019-12-02
	Rep	Dealing in securities	2018-10-01	2019-12-02
	Rep	Dealing in futures contracts	2014-10-17	2018-09-30
	Rep	Dealing in securities	2014-10-17	2018-09-30
	Rep	Dealing in futures contracts	2011-08-25	2012-09-10
	Rep	Dealing in securities	2011-08-25	2012-09-10