Personnel Hong Kong SFC License Details (ID 85902)

Personnel Hong Kong SFC License Details (ID 85902)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SBI China Capital Financial Services Limited	Rep	Dealing in securities	2015-05-27	2015-11-04
CSC FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2014-11-26	2014-12-24
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2014-11-26	2014-12-24
TP ICAP MARKETS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-02-19	2014-11-16
	Rep	Dealing in securities	2009-02-02	2014-11-16
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2008-07-11	2008-09-23
	Rep	Dealing in securities	2008-06-23	2008-09-23
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2007-10-25	2008-04-02
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-05-08	2007-09-01
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-05-08	2007-09-01
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2003-11-25	2005-08-11
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2003-11-25	2004-07-08
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2003-11-25	2005-08-11
PLATINUM BROKING COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-09-10
	Rep	Advising on securities	-	2003-09-10
	Rep	Asset management	-	2003-09-10
	Rep	Dealing in securities	-	2003-09-10