Personnel Hong Kong SFC License Details (ID 85903)

Personnel Hong Kong SFC License Details (ID 85903)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TP ICAP MARKETS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-10-01	2020-06-30
	Rep	Dealing in securities	2018-10-01	2020-06-30
	Rep	Dealing in futures contracts	2015-09-14	2018-09-30
	Rep	Dealing in securities	2015-09-14	2018-09-30
	Rep	Dealing in futures contracts	2006-01-12	2013-07-01
	Rep	Dealing in securities	2006-01-12	2013-07-01
Newedge Broker Limited	Rep	Providing automated trading services	2004-06-11	2006-01-06
	Rep	Dealing in futures contracts	2004-06-11	2006-01-06
	Rep	Dealing in securities	2004-06-11	2006-01-06