Personnel Hong Kong SFC License Details (ID 85907)

Personnel Hong Kong SFC License Details (ID 85907)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Funderstone Asset Management (HK) Limited	RO	Advising on futures contracts	2011-09-15	2013-09-26
	RO	Advising on securities	2011-09-15	2013-09-26
	RO	Asset management	2011-09-15	2017-03-02
Funderstone Futures Limited	Rep	Asset management	2003-04-01	-
	Rep	Dealing in futures contracts	2003-04-01	-
	Rep	Advising on futures contracts	2003-04-01	2023-12-27
Funderstone Securities Limited	Rep	Asset management	2003-04-01	-
	Rep	Dealing in securities	2003-04-01	-
	Rep	Advising on corporate finance	2003-04-01	2023-12-27
	Rep	Advising on securities	2003-04-01	2023-12-27