Personnel Hong Kong SFC License Details (ID 85908)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Xtreme Asset Management Limited	RO	Asset management	2019-12-06	2024-09-15
Ever-Long Futures Limited	RO	Dealing in futures contracts	2017-06-29	2019-07-10
Ever-Long Capital Management Limited	RO	Asset management	2016-09-15	2019-02-19
EVER-LONG SECURITIES COMPANY LIMITED	RO	Dealing in securities	2016-09-15	2019-02-19
	Rep	Dealing in securities	2015-03-02	2016-09-15
Soochow Securities International Futures Limited	RO	Advising on futures contracts	2014-05-09	2014-10-21
Soochow Securities International Brokerage Limited	Rep	Advising on securities	2014-04-30	2014-10-21
	Rep	Dealing in securities	2014-04-30	2014-10-21
Soochow Securities International Futures Limited	Rep	Advising on futures contracts	2014-04-30	2014-05-09
	Rep	Dealing in futures contracts	2014-04-30	2014-10-21
IMPAC ASSET MANAGEMENT (HK) LIMITED	RO	Advising on futures contracts	2011-06-16	2014-04-01
	RO	Advising on securities	2011-06-16	2014-04-01
	RO	Asset management	2011-06-16	2014-04-01
Funderstone Asset Management (HK) Limited	RO	Advising on futures contracts	2011-06-14	2013-09-26
	RO	Advising on securities	2011-06-14	2013-09-26
Funderstone Futures Limited	RO	Advising on futures contracts	2011-06-14	2014-04-01
	RO	Asset management	2011-06-14	2014-04-01
Funderstone Securities Limited	RO	Advising on securities	2011-06-14	2014-04-01
Funderstone Asset Management (HK) Limited	RO	Asset management	2011-05-17	2014-04-01
Funderstone Futures Limited	RO	Dealing in futures contracts	2011-05-17	2014-04-01
Funderstone Securities Limited	RO	Asset management	2011-05-17	2014-04-01
	RO	Dealing in securities	2011-05-17	2014-04-01
Astrum Capital Management Limited (HK)	RO	Asset management	2010-10-12	2011-04-19
	RO	Dealing in futures contracts	2010-10-12	2011-04-19
	RO	Dealing in securities	2010-10-12	2011-04-19
	Rep	Asset management	2007-07-09	2010-10-12
	Rep	Dealing in futures contracts	2007-07-09	2010-10-12
	Rep	Dealing in securities	2007-07-09	2010-10-12
	RO	Asset management	2006-01-04	2007-07-09
	RO	Dealing in futures contracts	2005-07-08	2007-07-09
	RO	Dealing in securities	2005-07-08	2007-07-09
Cynosure Asset Management Hong Kong Limited	Rep	Advising on corporate finance	2005-02-23	2005-07-08
	Rep	Advising on securities	2005-02-23	2005-07-08
	Rep	Asset management	2005-02-23	2005-07-08
	Rep	Dealing in securities	2005-02-23	2005-07-08
Funderstone Futures Limited	Rep	Advising on futures contracts	2005-02-23	2005-07-08
	Rep	Asset management	2005-02-23	2005-07-08
	Rep	Dealing in futures contracts	2005-02-23	2005-07-08
Funderstone Securities Limited	Rep	Advising on corporate finance	2005-02-23	2005-07-08
	Rep	Advising on securities	2005-02-23	2005-07-08
	Rep	Asset management	2005-02-23	2005-07-08
	Rep	Dealing in securities	2005-02-23	2005-07-08
IMPAC ASSET MANAGEMENT (HK) LIMITED	RO	Advising on futures contracts	2004-09-17	2005-07-08
	RO	Advising on securities	2004-09-17	2005-07-08
	RO	Asset management	2004-09-17	2005-07-08
Cynosure Asset Management Hong Kong Limited	RO	Advising on corporate finance	-	2005-02-23
	RO	Advising on securities	-	2005-02-23
	RO	Asset management	-	2005-02-23
	RO	Dealing in securities	-	2005-02-23
Funderstone Futures Limited	RO	Advising on futures contracts	-	2005-02-23
	RO	Asset management	-	2005-02-23
	RO	Dealing in futures contracts	-	2005-02-23
Funderstone Securities Limited	RO	Advising on corporate finance	-	2005-02-23
	RO	Advising on securities	-	2005-02-23
	RO	Asset management	-	2005-02-23
	RO	Dealing in securities	-	2005-02-23