| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2021-06-29 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2021-06-29 | - |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-04-17 | 2021-06-18 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-04-17 | 2021-06-18 |
| Funderstone Futures Limited | Rep | Asset management | 2014-03-07 | 2014-04-07 |
| Rep | Dealing in futures contracts | 2014-03-07 | 2014-04-07 |
| Funderstone Securities Limited | Rep | Asset management | 2014-03-07 | 2014-04-07 |
| Rep | Dealing in securities | 2014-03-07 | 2014-04-07 |
| Funderstone Futures Limited | RO | Asset management | 2011-11-02 | 2014-03-07 |
| Funderstone Securities Limited | RO | Asset management | 2011-11-02 | 2014-03-07 |
| Funderstone Futures Limited | RO | Dealing in futures contracts | 2011-09-15 | 2014-03-07 |
| Funderstone Securities Limited | RO | Dealing in securities | 2011-09-15 | 2014-03-07 |
| Funderstone Asset Management (HK) Limited | Rep | Asset management | 2011-06-02 | 2014-04-07 |
| Funderstone Futures Limited | Rep | Advising on futures contracts | 2003-04-01 | 2005-01-20 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2011-09-15 |
| Rep | Asset management | 2003-04-01 | 2011-11-02 |
| Funderstone Securities Limited | Rep | Advising on corporate finance | 2003-04-01 | 2005-01-20 |
| Rep | Advising on securities | 2003-04-01 | 2005-01-20 |
| Rep | Dealing in securities | 2003-04-01 | 2011-09-15 |
| Rep | Asset management | 2003-04-01 | 2011-11-02 |