| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-06-30 | - |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-06-30 | - |
| Funderstone Futures Limited | Rep | Dealing in futures contracts | 2014-03-07 | 2014-06-23 |
| Funderstone Securities Limited | Rep | Dealing in securities | 2014-03-07 | 2014-06-23 |
| Funderstone Futures Limited | RO | Dealing in futures contracts | 2011-09-15 | 2014-03-07 |
| Funderstone Securities Limited | RO | Dealing in securities | 2011-09-15 | 2014-03-07 |
| Funderstone Futures Limited | Rep | Advising on futures contracts | 2003-04-01 | 2005-01-20 |
| Rep | Asset management | 2003-04-01 | 2005-01-20 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2011-09-15 | |
| Funderstone Securities Limited | Rep | Advising on corporate finance | 2003-04-01 | 2005-01-20 |
| Rep | Advising on securities | 2003-04-01 | 2005-01-20 | |
| Rep | Asset management | 2003-04-01 | 2005-01-20 | |
| Rep | Dealing in securities | 2003-04-01 | 2011-09-15 |
No HKMA registrations in the collected records.