Personnel Hong Kong SFC License Details (ID 85913)

Personnel Hong Kong SFC License Details (ID 85913)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2014-06-30	-
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2014-06-30	-
Funderstone Futures Limited	Rep	Dealing in futures contracts	2014-03-07	2014-06-23
Funderstone Securities Limited	Rep	Dealing in securities	2014-03-07	2014-06-23
Funderstone Futures Limited	RO	Dealing in futures contracts	2011-09-15	2014-03-07
Funderstone Securities Limited	RO	Dealing in securities	2011-09-15	2014-03-07
Funderstone Futures Limited	Rep	Advising on futures contracts	2003-04-01	2005-01-20
	Rep	Asset management	2003-04-01	2005-01-20
	Rep	Dealing in futures contracts	2003-04-01	2011-09-15
Funderstone Securities Limited	Rep	Advising on corporate finance	2003-04-01	2005-01-20
	Rep	Advising on securities	2003-04-01	2005-01-20
	Rep	Asset management	2003-04-01	2005-01-20
	Rep	Dealing in securities	2003-04-01	2011-09-15