Personnel Hong Kong SFC License Details (ID 85917)

Personnel Hong Kong SFC License Details (ID 85917)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2022-10-05	2023-04-08
	Rep	Dealing in securities	2022-10-05	2023-04-08
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2019-01-21	2021-12-14
	Rep	Dealing in securities	2018-12-27	2021-12-14
OnePlatform Asset Management Limited	Rep	Dealing in securities	2017-07-11	2018-11-28
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2016-03-04	2017-04-21
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2016-03-04	2017-04-21
SoFi Securities (Hong Kong) Limited	Rep	Dealing in securities	2012-02-17	2015-07-07
Funderstone Futures Limited	Rep	Dealing in futures contracts	2009-02-20	2012-01-31
Funderstone Securities Limited	Rep	Dealing in securities	2009-02-20	2012-01-31
Boom Securities (H.K.) Limited	Rep	Providing automated trading services	2007-06-13	2007-10-09
	Rep	Dealing in securities	2007-06-13	2007-10-09
Win Securities Limited	Rep	Providing automated trading services	2007-06-13	2007-10-09
	Rep	Dealing in securities	2007-06-13	2007-10-09