Personnel Hong Kong SFC License Details (ID 85931)

Personnel Hong Kong SFC License Details (ID 85931)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Astrum Capital Management Limited (HK)	Rep	Dealing in futures contracts	2022-08-04	2025-08-29
	Rep	Dealing in securities	2022-08-04	2026-07-30
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2019-09-01
	Rep	Dealing in securities	2013-06-07	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-06-07	2019-09-01
Funderstone Futures Limited	Rep	Dealing in futures contracts	2005-12-13	2013-05-31
Funderstone Securities Limited	Rep	Advising on corporate finance	-	2004-11-01
	Rep	Advising on securities	-	2004-11-01
	Rep	Asset management	-	2004-11-01
	Rep	Dealing in securities	-	2013-05-31