Personnel Hong Kong SFC License Details (ID 85932)

Personnel Hong Kong SFC License Details (ID 85932)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Funderstone Asset Management (HK) Limited	RO	Asset management	2019-01-25	2023-12-07
Cynosure Asset Management Hong Kong Limited	RO	Advising on securities	2015-10-06	2018-12-11
	RO	Asset management	2015-10-06	2018-12-11
	RO	Dealing in securities	2015-10-06	2018-12-11
IMPAC ASSET MANAGEMENT (HK) LIMITED	RO	Advising on securities	2014-12-19	2016-06-30
Funderstone Futures Limited	RO	Advising on futures contracts	2014-03-28	2023-12-07
	RO	Asset management	2014-03-28	2023-12-07
	RO	Dealing in futures contracts	2014-03-28	2023-12-07
Funderstone Securities Limited	RO	Advising on securities	2014-03-28	2023-12-07
	RO	Asset management	2014-03-28	2023-12-07
	RO	Dealing in securities	2014-03-28	2023-12-07
Funderstone Futures Limited	Rep	Advising on futures contracts	-	2005-01-24
	Rep	Asset management	-	2014-03-28
	Rep	Dealing in futures contracts	-	2014-03-28
Funderstone Securities Limited	Rep	Advising on corporate finance	-	2005-01-24
	Rep	Advising on securities	-	2005-01-24
	Rep	Asset management	-	2014-03-28
	Rep	Dealing in securities	-	2014-03-28