Sofaer, Isaac

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Funderstone Futures Limited	Rep	Dealing in futures contracts	2010-05-27	-
Funderstone Securities Limited	Rep	Asset management	2003-04-01	-
	Rep	Dealing in securities	2003-04-01	-
	Rep	Advising on corporate finance	2003-04-01	2005-01-24
	Rep	Advising on securities	2003-04-01	2005-01-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Funderstone Futures Limited	Rep	Dealing in futures contracts	2010-05-27	-
Funderstone Securities Limited	Rep	Asset management	2003-04-01	-
	Rep	Dealing in securities	2003-04-01	-
	Rep	Advising on corporate finance	2003-04-01	2005-01-24
	Rep	Advising on securities	2003-04-01	2005-01-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.