| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-06-09 | 2024-07-04 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-06-09 | 2024-07-04 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2021-05-31 |
| Rep | Dealing in securities | 2013-06-19 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-06-19 | 2021-05-31 |
| Funderstone Futures Limited | Rep | Dealing in futures contracts | 2003-07-23 | 2013-06-15 |
| Funderstone Securities Limited | Rep | Dealing in securities | 2003-07-23 | 2013-06-15 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2003-04-26 |
| Rep | Advising on securities | - | 2003-04-26 |
| Rep | Asset management | - | 2003-04-26 |
| Rep | Providing automated trading services | - | 2003-04-26 |
| Rep | Dealing in securities | - | 2003-04-26 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | - | 2003-04-26 |
| Rep | Asset management | - | 2003-04-26 |
| Rep | Dealing in futures contracts | - | 2003-04-26 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2003-04-26 |
| Rep | Advising on securities | - | 2003-04-26 |
| Rep | Asset management | - | 2003-04-26 |
| Rep | Providing automated trading services | - | 2003-04-26 |
| Rep | Dealing in securities | - | 2003-04-26 |