Personnel Hong Kong SFC License Details (ID 85942)

Personnel Hong Kong SFC License Details (ID 85942)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2016-08-15	2017-01-18
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2016-08-15	2017-01-18
Funderstone Futures Limited	Rep	Advising on futures contracts	-	2005-01-24
	Rep	Asset management	-	2005-01-24
	Rep	Dealing in futures contracts	-	2016-07-12
Funderstone Securities Limited	Rep	Advising on corporate finance	-	2005-01-24
	Rep	Advising on securities	-	2005-01-24
	Rep	Asset management	-	2005-01-24
	Rep	Dealing in securities	-	2016-07-12