Personnel Hong Kong SFC License Details (ID 85944)

Personnel Hong Kong SFC License Details (ID 85944)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2019-02-22	2024-07-26
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2019-02-22	2026-06-16
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2016-08-09	2018-09-10
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2016-08-09	2018-09-10
Funderstone Futures Limited	Rep	Dealing in futures contracts	2004-09-01	2016-07-01
Funderstone Securities Limited	Rep	Advising on corporate finance	-	2004-08-27
	Rep	Advising on securities	-	2004-08-27
	Rep	Asset management	-	2004-08-27
	Rep	Dealing in securities	-	2016-07-01