Wong, Gladys Chi-ching 黃志貞

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TBP Investment Advisory (HK) Limited	Rep	Asset management	2015-10-14	-
Polen Capital HK Limited	Rep	Advising on securities	2012-10-04	2015-09-02
	Rep	Dealing in securities	2012-10-04	2015-09-02
LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2007-08-03	2012-10-31
	Rep	Dealing in securities	2007-08-03	2012-10-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TBP Investment Advisory (HK) Limited	Rep	Asset management	2015-10-14	-
Polen Capital HK Limited	Rep	Advising on securities	2012-10-04	2015-09-02
	Rep	Dealing in securities	2012-10-04	2015-09-02
LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2007-08-03	2012-10-31
	Rep	Dealing in securities	2007-08-03	2012-10-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.