Personnel Hong Kong SFC License Details (ID 85982)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Dealing in securities	2021-10-05	2025-09-26
LOMBARD ODIER (HONG KONG) LIMITED	Rep	Dealing in securities	2011-01-21	2014-04-30
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2011-01-17
Morgan Stanley Asia Limited	Rep	Dealing in securities	2010-04-08	2011-01-17
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2010-04-08	2010-12-06