Personnel Hong Kong SFC License Details (ID 86011)

Personnel Hong Kong SFC License Details (ID 86011)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Victoria Harbour Securities International Limited	RO	Advising on securities	2020-04-28	-
	RO	Dealing in securities	2020-04-28	-
	RO	Asset management	2019-12-06	-
Sun International Investment Services Limited	RO	Advising on securities	2018-06-28	2019-11-22
	RO	Dealing in securities	2018-06-28	2019-11-22
	Rep	Advising on securities	2017-01-26	2018-06-28
	Rep	Asset management	2017-01-26	2019-11-22
	Rep	Dealing in securities	2017-01-16	2018-06-28
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2016-07-13	2017-01-11
GEO Securities Limited	Rep	Dealing in securities	2014-04-23	2016-06-30
LOUIS CAPITAL MARKETS (HONG KONG) LIMITED	Rep	Dealing in securities	2010-11-18	2012-11-13