Personnel Hong Kong SFC License Details (ID 86022)

Personnel Hong Kong SFC License Details (ID 86022)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Elevation Capital Limited	RO	Dealing in securities	2020-09-29	-
SOLARSTONE CAPITAL LIMITED	RO	Dealing in securities	2019-06-03	2020-09-22
	Rep	Dealing in securities	2019-05-20	2019-06-03
KOALA SECURITIES LIMITED	RO	Advising on securities	2016-08-15	2019-03-07
	RO	Dealing in securities	2016-04-11	2019-03-07
	Rep	Dealing in securities	2015-12-17	2016-04-11
Minerva Holding Financial Securities Limited	Rep	Dealing in securities	2005-11-16	2014-12-31
ONE CHINA SECURITIES LIMITED	Rep	Dealing in securities	2004-03-16	2005-11-05
Hongkong Bay Securities Limited	Rep	Advising on corporate finance	2003-04-01	2003-09-24
	Rep	Advising on securities	2003-04-01	2003-09-24
	Rep	Asset management	2003-04-01	2003-09-24
	Rep	Dealing in securities	2003-04-01	2004-03-08