| LUEN FAT SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-01-18 | 2015-12-11 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | - | 2003-08-07 |
| Rep | Asset management | - | 2003-08-07 |
| Rep | Providing automated trading services | - | 2003-08-07 |
| Rep | Dealing in futures contracts | - | 2003-08-07 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | - | 2003-08-07 |
| Rep | Advising on securities | - | 2003-08-07 |
| Rep | Asset management | - | 2003-08-07 |
| Rep | Providing automated trading services | - | 2003-08-07 |
| Rep | Dealing in securities | - | 2005-12-31 |