Personnel Hong Kong SFC License Details (ID 86069)

Personnel Hong Kong SFC License Details (ID 86069)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Gary Cheng Securities Limited	Rep	Advising on securities	2018-06-08	-
	Rep	Dealing in securities	2018-06-08	-
YF SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2014-09-26	2016-10-21
LUEN FAT SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2008-04-10	2014-09-23
YF SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2007-01-10	2008-04-05
Polaris Capital (Asia) Limited	Rep	Dealing in securities	2003-06-05	2007-01-04
CELESTIAL FINANCE LIMITED	Rep	Securities margin financing	2003-04-01	2003-04-12
CELESTIAL SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-04-12
	Rep	Advising on securities	2003-04-01	2003-04-12
	Rep	Asset management	2003-04-01	2003-04-12
	Rep	Providing automated trading services	2003-04-01	2003-04-12
	Rep	Dealing in securities	2003-04-01	2003-04-12