Ng, Siu Wai (SFC:AAA014) 伍兆煒 SFC Licences and HKMA Registrations (ID 86070)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JOY RICH SECURITIES INVESTMENT LIMITED	Rep	Dealing in securities	2025-12-05	-
LUEN FAT SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-03-21	2025-10-27
K.L. Securities Company	Rep	Advising on corporate finance	2003-04-01	2004-02-19
	Rep	Asset management	2003-04-01	2004-02-19
	Rep	Advising on securities	2003-04-01	2005-03-21
	Rep	Dealing in securities	2003-04-01	2005-03-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.