Personnel Hong Kong SFC License Details (ID 86076)

Personnel Hong Kong SFC License Details (ID 86076)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Spruce Technology HK Limited	RO	Advising on securities	2025-07-08	-
	RO	Asset management	2025-07-08	-
Wealthy Securities Limited	RO	Asset management	2022-07-14	2024-08-01
	RO	Advising on securities	2020-05-12	2024-08-01
	RO	Dealing in securities	2020-05-12	2024-08-01
CHINA HONG KONG LINK ASSET MANAGEMENT LIMITED	RO	Advising on securities	2019-06-18	2019-12-06
	RO	Asset management	2019-06-18	2019-12-06
China-Hong Kong Link Securities Company Limited	RO	Dealing in securities	2016-10-03	2020-03-10
PINESTONE SECURITIES LIMITED	RO	Dealing in securities	2012-09-13	2016-09-30
LUEN FAT SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-01-31	2012-09-05
FIRST SECURITIES (HK) LIMITED	Rep	Dealing in securities	2003-09-30	2004-10-18
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2003-08-26	2003-08-26
	RO	Providing automated trading services	2003-04-01	2003-08-26
	RO	Dealing in securities	2003-04-01	2003-08-26