Personnel Hong Kong SFC License Details (ID 86081)

Personnel Hong Kong SFC License Details (ID 86081)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FTFT International Securities and Futures Limited	RO	Dealing in futures contracts	2023-03-27	-
	RO	Advising on securities	2021-05-18	-
	RO	Dealing in securities	2021-04-28	-
	Rep	Dealing in securities	2021-04-13	2021-04-28
Grand China Securities Limited	Rep	Dealing in securities	2020-08-21	2021-04-07
China-Hong Kong Link Securities Company Limited	Rep	Dealing in securities	2017-12-14	2020-07-01
LUEN FAT SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-03-01
	Rep	Advising on securities	2003-04-01	2005-03-01
	Rep	Asset management	2003-04-01	2005-03-01
	Rep	Dealing in securities	2003-04-01	2017-01-31