Personnel Hong Kong SFC License Details (ID 86099)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	RO	Advising on corporate finance	2022-01-27	-
	Rep	Advising on corporate finance	2015-09-04	2022-01-27
MACQUARIE CAPITAL LIMITED	RO	Advising on corporate finance	2010-07-16	2015-03-31
	RO	Dealing in securities	2010-07-16	2015-03-31
Macquarie Corporate (Hong Kong) Limited	RO	Advising on corporate finance	2010-07-16	2015-03-31
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2010-02-17	2010-07-16
	Rep	Dealing in securities	2010-02-17	2010-07-16
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2010-02-17	2010-07-16
RBS Asia Corporate Finance Limited	RO	Advising on corporate finance	2008-12-09	2010-02-10
	RO	Dealing in securities	2008-12-09	2010-02-10
	Rep	Advising on corporate finance	2008-09-29	2008-12-09
	Rep	Dealing in securities	2008-09-29	2008-12-09
HOULIHAN LOKEY (EUROPE) LIMITED	RO	Advising on corporate finance	2007-08-10	2008-08-14
	RO	Dealing in securities	2007-08-10	2008-08-14
RBS Asia Corporate Finance Limited	RO	Advising on corporate finance	2006-08-16	2007-05-12
	Rep	Advising on corporate finance	2006-06-28	2006-08-16
	RO	Advising on corporate finance	2005-12-29	2006-06-28
	RO	Dealing in securities	2005-12-29	2007-05-12
	Rep	Advising on securities	2003-04-01	2005-01-24
	Rep	Asset management	2003-04-01	2005-01-24
	Rep	Advising on corporate finance	2003-04-01	2005-12-29
	Rep	Dealing in securities	2003-04-01	2005-12-29