Personnel Hong Kong SFC License Details (ID 86104)

Personnel Hong Kong SFC License Details (ID 86104)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE CAPITAL LIMITED	RO	Advising on corporate finance	2010-10-08	2012-03-12
	RO	Dealing in securities	2010-10-08	2012-03-12
Macquarie Corporate (Hong Kong) Limited	RO	Advising on corporate finance	2010-10-08	2012-03-12
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2009-06-30	2010-10-08
	Rep	Dealing in securities	2009-06-30	2010-10-08
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2009-06-30	2010-10-08
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2003-06-25
	Rep	Advising on securities	-	2003-06-25
	Rep	Asset management	-	2003-06-25