| Eddid Securities and Futures Limited | RO | Leveraged foreign exchange trading | 2022-10-20 | 2023-04-20 |
| EDDID CAPITAL LIMITED | RO | Advising on corporate finance | 2022-05-11 | - |
| RO | Dealing in securities | 2022-05-11 | - |
| Eddid Securities and Futures Limited | RO | Advising on futures contracts | 2022-05-11 | - |
| RO | Advising on securities | 2022-05-11 | - |
| RO | Asset management | 2022-05-11 | - |
| RO | Dealing in futures contracts | 2022-05-11 | - |
| RO | Dealing in securities | 2022-05-11 | - |
| SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2019-01-23 | 2022-02-21 |
| RO | Advising on securities | 2019-01-23 | 2022-02-21 |
| RO | Asset management | 2019-01-23 | 2022-02-21 |
| SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2019-01-23 | 2022-02-21 |
| SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2019-01-23 | 2022-02-21 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | RO | Dealing in securities | 2019-01-23 | 2022-02-21 |
| SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-12-04 | 2019-01-23 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2018-12-04 | 2019-01-23 |
| Yi Shun Da Capital Limited | Rep | Advising on corporate finance | 2018-04-17 | 2018-08-27 |
| Rep | Dealing in securities | 2018-04-17 | 2018-08-27 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Advising on corporate finance | 2017-10-24 | 2018-02-21 |
| RO | Advising on securities | 2017-10-24 | 2018-02-21 |
| RO | Dealing in securities | 2017-10-24 | 2018-02-21 |
| CHINA EVERBRIGHT CAPITAL LIMITED | RO | Advising on corporate finance | 2017-01-20 | 2018-02-21 |
| RO | Advising on securities | 2017-01-20 | 2018-02-21 |
| RO | Dealing in securities | 2017-01-20 | 2018-02-21 |
| Rep | Advising on corporate finance | 2016-10-20 | 2017-01-20 |
| Rep | Advising on securities | 2016-10-20 | 2017-01-20 |
| Rep | Dealing in securities | 2016-10-20 | 2017-01-20 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2016-10-20 | 2017-10-24 |
| Rep | Advising on securities | 2016-10-20 | 2017-10-24 |
| Rep | Dealing in securities | 2016-10-20 | 2017-10-24 |
| DBS ASIA CAPITAL LIMITED | RO | Advising on corporate finance | 2014-03-17 | 2016-10-01 |
| RO | Advising on securities | 2014-03-17 | 2016-10-01 |
| RO | Dealing in securities | 2014-03-17 | 2016-10-01 |
| MACQUARIE CAPITAL LIMITED | RO | Advising on corporate finance | 2010-05-26 | 2013-09-06 |
| RO | Dealing in securities | 2010-05-26 | 2013-09-06 |
| Macquarie Corporate (Hong Kong) Limited | RO | Advising on corporate finance | 2010-05-26 | 2013-09-06 |
| MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-08-11 | 2010-05-26 |
| Rep | Dealing in securities | 2008-08-11 | 2010-05-26 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-08-11 | 2010-05-26 |
| Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2007-06-04 | 2008-05-26 |
| Rep | Dealing in securities | 2007-06-04 | 2008-05-26 |