Personnel Hong Kong SFC License Details (ID 86132)

Personnel Hong Kong SFC License Details (ID 86132)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ocean Arete Limited	RO	Asset management	2020-09-30	-
	Rep	Asset management	2018-06-14	2020-09-30
DAIXY Capital Management Limited	RO	Advising on securities	2016-08-09	2018-05-12
	RO	Asset management	2016-08-09	2018-05-12
	Rep	Advising on securities	2013-06-27	2016-08-09
	Rep	Asset management	2013-06-27	2016-08-09
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2011-08-30	2013-06-21
	Rep	Dealing in securities	2011-08-30	2013-06-21
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2011-08-30	2013-06-21