Personnel Hong Kong SFC License Details (ID 86140)

Personnel Hong Kong SFC License Details (ID 86140)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Global Markets Limited	Rep	Dealing in securities	2022-07-07	-
CMB International Securities Limited	Rep	Dealing in securities	2018-02-01	-
CMB International Capital Limited	Rep	Advising on corporate finance	2017-11-08	-
	Rep	Dealing in securities	2017-11-08	-
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-07-13	2017-09-22
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2012-10-18	2017-09-22
	Rep	Dealing in securities	2012-10-18	2017-09-22
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2011-11-09	2012-08-31
	Rep	Dealing in securities	2011-11-09	2012-08-31
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2011-11-09	2012-08-31
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2011-01-28	2011-09-30
	Rep	Dealing in securities	2011-01-28	2011-09-30
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2011-01-28	2011-09-30