Personnel Hong Kong SFC License Details (ID 86155)

Personnel Hong Kong SFC License Details (ID 86155)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2022-07-11	-
	Rep	Advising on securities	2022-07-11	-
	Rep	Dealing in securities	2022-07-11	-
NAN FUNG TRINITY (HK) LIMITED	Rep	Advising on securities	2021-12-08	2022-05-31
	Rep	Asset management	2021-12-08	2022-05-31
	Rep	Dealing in securities	2021-12-08	2022-05-31
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2009-01-02	2015-04-17
	Rep	Dealing in securities	2009-01-02	2015-04-17
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2009-01-02	2015-04-17