Personnel Hong Kong SFC License Details (ID 86177)

Personnel Hong Kong SFC License Details (ID 86177)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Evercore Asia Limited	Rep	Advising on corporate finance	2021-12-29	-
MOELIS &AMP; COMPANY ASIA LIMITED	Rep	Advising on corporate finance	2017-05-08	2021-06-25
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2017-03-08	2017-04-13
	Rep	Dealing in securities	2017-03-08	2017-04-13
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2010-07-02	2015-03-31
	Rep	Dealing in securities	2010-07-02	2015-03-31
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2010-07-02	2015-03-31
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2010-03-31	2010-06-30
	Rep	Dealing in securities	2010-03-31	2010-06-30
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2010-03-31	2010-06-30