Personnel SFC Licences and HKMA Registrations (ID 86184)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE CAPITAL LIMITED	RO	Advising on securities	2025-07-16	-
	RO	Advising on corporate finance	2017-06-21	-
	RO	Dealing in securities	2017-06-21	-
	Rep	Advising on corporate finance	2008-09-08	2017-06-21
	Rep	Dealing in securities	2008-09-08	2017-06-21
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2008-09-08	2017-03-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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