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Personnel Hong Kong SFC License Details (ID 86189)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
MACQUARIE CAPITAL LIMITED
RO
Dealing in securities
2008-09-26
2012-10-01
MACQUARIE EQUITIES (ASIA) LIMITED
RO
Dealing in securities
2007-03-29
2012-05-02
Rep
Dealing in securities
2006-10-03
2007-03-29