Personnel Hong Kong SFC License Details (ID 86191)

Personnel Hong Kong SFC License Details (ID 86191)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SILVERHORN INVESTMENT ADVISORS LIMITED	Rep	Advising on securities	2015-09-11	2015-12-31
	Rep	Asset management	2015-09-11	2015-12-31
	Rep	Dealing in securities	2015-09-11	2015-12-31
MACQUARIE EQUITIES (ASIA) LIMITED	RO	Dealing in securities	2011-08-26	2011-11-30
Macquarie Asia Securities Limited	RO	Dealing in futures contracts	2011-06-13	2011-11-30
MACQUARIE CAPITAL LIMITED	RO	Dealing in securities	2011-02-02	2011-11-30
Macquarie Asia Securities Limited	Rep	Dealing in futures contracts	2010-09-16	2011-06-13
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2010-09-16	2011-02-02
BNP PARIBAS FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2009-08-24	2010-06-05
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	RO	Dealing in securities	2009-08-24	2010-06-05
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-05-22	2009-08-24
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2009-05-22	2010-06-05
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	Dealing in securities	2009-05-22	2009-08-24