Personnel Hong Kong SFC License Details (ID 86194)

Personnel Hong Kong SFC License Details (ID 86194)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE CAPITAL LIMITED	RO	Dealing in securities	2011-01-26	2012-11-05
	Rep	Dealing in securities	2009-08-31	2011-01-26
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2009-07-16	2009-08-24
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2008-06-10	2009-06-01
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2007-05-11	2008-05-08
	Rep	Advising on securities	2007-05-11	2008-05-08
	Rep	Dealing in futures contracts	2007-05-11	2008-05-08
	Rep	Dealing in securities	2007-05-11	2008-05-08