Personnel Hong Kong SFC License Details (ID 86195)

Personnel Hong Kong SFC License Details (ID 86195)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2015-12-07	2017-05-08
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2015-01-21	2015-10-30
	Rep	Dealing in securities	2015-01-21	2015-10-30
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2015-01-21	2015-10-30
MACQUARIE CAPITAL LIMITED	RO	Advising on securities	2011-04-26	2014-12-31
	Rep	Advising on securities	2010-08-11	2011-04-26
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2008-10-10	2010-05-01
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2008-05-16	2008-09-29