Personnel Hong Kong SFC License Details (ID 86196)

Personnel Hong Kong SFC License Details (ID 86196)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE CAPITAL LIMITED	RO	Dealing in securities	2017-10-12	2021-01-08
	Rep	Dealing in securities	2016-10-03	2017-10-12
	RO	Dealing in securities	2010-10-04	2016-04-05
	Rep	Dealing in securities	2009-12-29	2010-10-04
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2007-08-06	2009-09-29
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2007-08-06	2009-09-29
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2005-10-14	2007-06-02
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2005-07-25	2005-10-07