Personnel Hong Kong SFC License Details (ID 86197)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	RO	Advising on securities	2016-09-29	2022-03-18
	Rep	Advising on securities	2016-02-01	2016-09-29
MACQUARIE CAPITAL LIMITED	RO	Advising on securities	2010-06-08	2012-07-31
	Rep	Advising on securities	2006-08-09	2010-06-08
	Rep	Advising on securities	2005-06-24	2005-06-25