Personnel Hong Kong SFC License Details (ID 86199)

Personnel Hong Kong SFC License Details (ID 86199)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Macquarie Asia Securities Limited	RO	Advising on securities	2020-09-03	-
	RO	Dealing in securities	2020-09-03	-
MACQUARIE CAPITAL LIMITED	RO	Advising on corporate finance	2018-12-06	-
	RO	Advising on securities	2017-11-13	-
	RO	Dealing in securities	2017-11-13	-
	RO	Providing automated trading services	2017-11-13	2026-08-27
	RO	Dealing in securities	2007-11-19	2012-10-01
	Rep	Dealing in securities	2004-10-12	2007-11-19
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2004-01-27	2004-08-26
RBS Asia Securities (Hong Kong) Limited	Rep	Dealing in securities	2004-01-27	2004-08-26