| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | RO | Dealing in futures contracts | 2023-12-04 | - |
| RO | Dealing in securities | 2023-12-04 | - | |
| Rep | Dealing in futures contracts | 2023-10-19 | 2023-12-04 | |
| Rep | Dealing in securities | 2023-10-19 | 2023-12-04 | |
| Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2023-06-01 | 2023-07-25 |
| Rep | Dealing in securities | 2023-06-01 | 2023-07-25 | |
| BGC SECURITIES (HONG KONG) LLC | RO | Dealing in futures contracts | 2022-01-28 | 2023-07-25 |
| RO | Dealing in securities | 2022-01-28 | 2023-07-25 | |
| GFI (HK) SECURITIES L.L.C. | RO | Dealing in futures contracts | 2022-01-28 | 2023-07-25 |
| RO | Dealing in securities | 2022-01-28 | 2023-07-25 | |
| BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in futures contracts | 2021-03-29 | 2022-01-28 |
| Rep | Dealing in securities | 2021-03-29 | 2022-01-28 | |
| GFI (HK) SECURITIES L.L.C. | Rep | Providing automated trading services | 2020-08-19 | 2023-07-25 |
| Rep | Dealing in futures contracts | 2020-07-20 | 2022-01-28 | |
| Rep | Dealing in securities | 2020-07-20 | 2022-01-28 | |
| Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-10-13 | 2020-07-14 |
| Rep | Dealing in securities | 2015-10-13 | 2020-07-14 | |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2012-05-31 | 2013-11-01 |
| Rep | Dealing in futures contracts | 2012-05-31 | 2014-09-05 | |
| Rep | Dealing in securities | 2012-05-31 | 2014-09-05 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-05-31 | 2014-09-05 |
| Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2010-10-06 | 2011-11-03 |
| MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2010-10-06 | 2011-11-03 |
No HKMA registrations in the collected records.