Personnel Hong Kong SFC License Details (ID 86208)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Marex Financial Services Hong Kong Limited	RO	Dealing in futures contracts	2023-12-04	-
	RO	Dealing in securities	2023-12-04	-
	Rep	Dealing in futures contracts	2023-10-19	2023-12-04
	Rep	Dealing in securities	2023-10-19	2023-12-04
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in futures contracts	2023-06-01	2023-07-25
	Rep	Dealing in securities	2023-06-01	2023-07-25
BGC SECURITIES (HONG KONG) LLC	RO	Dealing in futures contracts	2022-01-28	2023-07-25
	RO	Dealing in securities	2022-01-28	2023-07-25
GFI (HK) SECURITIES L.L.C.	RO	Dealing in futures contracts	2022-01-28	2023-07-25
	RO	Dealing in securities	2022-01-28	2023-07-25
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2021-03-29	2022-01-28
	Rep	Dealing in securities	2021-03-29	2022-01-28
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2020-08-19	2023-07-25
	Rep	Dealing in futures contracts	2020-07-20	2022-01-28
	Rep	Dealing in securities	2020-07-20	2022-01-28
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in futures contracts	2015-10-13	2020-07-14
	Rep	Dealing in securities	2015-10-13	2020-07-14
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2012-05-31	2013-11-01
	Rep	Dealing in futures contracts	2012-05-31	2014-09-05
	Rep	Dealing in securities	2012-05-31	2014-09-05
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2012-05-31	2014-09-05
Macquarie Asia Securities Limited	Rep	Dealing in futures contracts	2010-10-06	2011-11-03
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2010-10-06	2011-11-03