Personnel Hong Kong SFC License Details (ID 86240)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2011-06-08	2011-12-06
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2010-01-15	2011-03-19
KGI ASIA LIMITED	Rep	Advising on securities	2009-09-08	2009-10-17