Personnel Hong Kong SFC License Details (ID 86249)

Personnel Hong Kong SFC License Details (ID 86249)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AIDYIA LIMITED	RO	Asset management	2012-12-20	2018-06-13
Macquarie Asia Securities Limited	Rep	Dealing in futures contracts	2010-10-11	2011-11-19
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2010-10-11	2011-11-19
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	Dealing in securities	2009-10-02	2010-07-09
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2008-12-18	2010-07-09
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-28	2010-07-09
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on futures contracts	-	2003-05-19
	Rep	Asset management	-	2003-05-19
	Rep	Providing automated trading services	-	2003-05-19
	Rep	Dealing in futures contracts	-	2003-05-19
LEHMAN BROTHERS FUTURES ASIA LIMITED	Rep	Advising on futures contracts	-	2003-05-19
	Rep	Asset management	-	2003-05-19
	Rep	Providing automated trading services	-	2003-05-19
	Rep	Dealing in futures contracts	-	2003-05-19